Catch compliance issues
before your CCO does
Precept is an AI-powered Chrome extension that reviews your marketing content for SEC Rule 206(4)-1 and FINRA 2210 violations — in seconds, right in your browser.
No signup required. 5 free reviews per day during beta.
Compliance that covers the full lifecycle
From reviewing content before it goes live, to auditing what's already published, to monitoring for drift over time — Precept has you covered.
Chrome Extension
Review content as you browse
Industry-specific AI compliance checks running right in your browser. Select your industry — financial services or life sciences — and scan any page for regulatory violations with flagged text, rule citations, and suggested fixes.
Install Extension- 12 checks across 2 industries: SEC/FINRA + FDA/OPDP
- Industry selector with DailyMed drug label integration
- Click-to-highlight: jump to flagged text on the page
- Free during beta — no API key or setup required
Full Website Audit
Know where your whole site stands
Enter your domain and get a scored compliance report across your entire website. 67 checks cover your full site — structural compliance like cybersecurity, privacy (Reg S-P), ADA accessibility, and registration disclosures — plus deep marketing content analysis on the pages that carry the most risk: blog posts, landing pages, testimonial pages, and performance advertising.
- 67 checks across 14 categories: structural + marketing content
- Site-wide: cybersecurity, privacy, accessibility, disclosures, Form CRS
- Marketing-focused: AI analysis of high-risk content pages
- Scored report with prioritised remediation for your CCO
Ongoing Monitoring
Stay compliant as your site evolves
Continuous compliance monitoring that re-scans your website on a schedule, detects content changes, and alerts you to new issues before an examiner does. Never be caught off guard by compliance drift again.
- Scheduled re-audits with change detection
- Delta reports — what changed since last scan
- Alerts for new compliance gaps
- Historical scoring and trend tracking
Six compliance checks, every review
Each check combines deterministic pattern matching with AI verification — flagging real issues, not false positives. Every finding includes the specific rule citation, plain-English explanation, and suggested fix.
Forward-Looking Statements
SEC 206(4)-1(a)(1)
Catches unqualified predictions about future performance — projections, forecasts, and promises of returns that lack required qualification language.
Net vs. Gross Performance
SEC 206(4)-1(d)(1)
Flags gross returns presented without corresponding net-of-fees figures. The Marketing Rule requires net performance alongside any gross claims.
Required Disclaimers
SEC 206(4)-1(a)(1), FINRA 2210(d)(1)
Detects missing, inverted, or buried past performance disclaimers. Checks that required language appears near the claims it qualifies — not hidden in the footer.
Risk-Benefit Balance
FINRA 2210(d)(1)(A)
Identifies content that emphasises benefits without proportionate risk disclosure. Promotional claims need balanced treatment of potential downsides.
Unsubstantiated Superlatives
SEC 206(4)-1(a)(1), FINRA 2210(d)(1)(B)
Bright-line detection of prohibited absolute claims — "guaranteed", "risk-free", "number one", "best-in-class" — that can't be substantiated.
Testimonial Disclosures
SEC 206(4)-1(b)(1)
Verifies the three required disclosures under the 2022 Marketing Rule for client testimonials: clearly identified, compensation disclosed, and material conflicts noted.
How it works
Three steps. Ten seconds. Actionable compliance findings.
Browse to any page
Navigate to your firm's website, a draft blog post, an email campaign — any page with marketing content you want to review.
Click to review
Click the Precept icon to open the side panel, then hit "Review This Page." Six compliance checks run in seconds.
Fix what matters
Review each finding: the flagged text, rule citation, plain-English explanation, and suggested fix. Click any finding to jump straight to it on the page.
Get notified when we launch new tools
The Chrome extension is just the beginning. Join the waitlist to be first to access full website audits, ongoing monitoring, and the complete Precept compliance platform.
Want to try the extension now? Add to Chrome — it's free →